Securities Investor Protection Act

Results: 1008



#Item
361Politics of the United States / Investor Protection and Securities Reform Act / United States corporate law / Executive Order 10995 / Law / United States federal banking legislation / 111th United States Congress

PUBLIC LA¥ [removed]JULY 3, [removed]STAT[removed]

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Source URL: uscode.house.gov

Language: English
362Real estate / Federal Home Loan Banks / Title 12 of the United States Code / United States federal banking legislation / United States corporate law / Investor Protection and Securities Reform Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Affordable housing / Community organizing / Housing

F:\PCC\HOWN106\AINSFC.002 H.L.C. AMENDMENT

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-13 23:00:00
363Politics of the United States / Law / United States housing bubble / Urban economics / Urban politics in the United States / Government / Article One of the Constitution of Georgia / Investor Protection and Securities Reform Act / Internal Revenue Code / United States Code / United States federal banking legislation

PUBLIC LAW 108–271—JULY 7, [removed]STAT. 811 Public Law 108–271 108th Congress

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Source URL: uscode.house.gov

Language: English
364Financial regulation / Finance / Investment / Registered Investment Advisor / Investment Adviser Association / Financial adviser / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / United States securities law / Business

November 21, 2013 Chairman Joseph Dear Investor Advisory Committee U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549

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Source URL: www.sec.gov.

Language: English - Date: 2013-11-22 11:14:34
365Investment / Corporate crime / U.S. Securities and Exchange Commission / Asset-backed security / Dodd–Frank Wall Street Reform and Consumer Protection Act / Prospectus / Security / Investor Protection and Securities Reform Act / Regulation S-K / Financial economics / Finance / Stock market

Microsoft Word - STRF.docx

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Source URL: reaction.orrick.com

Language: English - Date: 2014-02-27 18:43:32
366U.S. Securities and Exchange Commission / Government / Financial regulation / Rulemaking / Municipal bond / Law / Investor Protection and Securities Reform Act / Self-regulatory organizations / Municipal Securities Rulemaking Board / Electronic Municipal Market Access

Instructions for Dealer Feedback System Version 1.1, October 2013 Instructions for Dealer Feedback System

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Source URL: www.msrb.org

Language: English - Date: 2013-09-25 12:41:38
367Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Investor Protection and Securities Reform Act / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis

Session of[removed]Substitute for HOUSE BILL No[removed]By Committee on Government Efficiency and Technology[removed]

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Source URL: www.kansasleadership.com

Language: English - Date: 2010-10-13 16:25:20
368Business / Fiduciary / Investment Advisor / Investment Advisers Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial adviser / Broker-dealer / U.S. Securities and Exchange Commission / Registered Investment Advisor / Law / Finance / Financial economics

November 8, 2013 Mr. Joseph Dear Chairman Investor Advisory Committee U.S. Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov.

Language: English - Date: 2013-11-12 14:53:36
369United States securities law / United States Securities and Exchange Commission / Financial services / 73rd United States Congress / Financial markets / Securities Investor Protection Corporation / Broker-dealer / Securities Act / U.S. Securities and Exchange Commission / Financial economics / Finance / Financial system

Registration Requirements for Foreign Brokers-Dealers; Release No[removed]; International Series Release No. 105; File No. S7-11-88

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Source URL: www.sec.gov

Language: English - Date: 2006-05-24 15:00:17
370Management / Corporations law / Private law / Employment compensation / Executive pay / Board of directors / Investor Protection and Securities Reform Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Committees / Business / Corporate governance

Artesian Resources Corporation Compensation Committee of the Board of Directors Committee Charter Purpose: The primary purpose of the Compensation Committee shall be to review the

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Source URL: www.artesianwater.com

Language: English - Date: 2014-01-23 11:03:57
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